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KR
CFP · ChFC
KR
CFP · ChFC

Kurt Rohrs

Independent Financial Group, LLC
24 Years of Experience
Sun Lakes, AZ
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Kurt Rohrs is a CFP, ChFC-designated registered investment advisor at Independent Financial Group, LLC, based in Sun Lakes, AZ, with 24 years of industry experience. Kurt is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Sun Lakes, AZ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2021
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kurt is an insurance agent offering various insurance products and spends minimal time on this activity. He is also the 100% owner and investment advisor representative for Southwestern Retirement Planning Advisors, Inc., dedicating nearly full-time hours to providing financial planning, securities, advisory, and trust services, and is a governing board member for Chandler Unified School District, spending a few hours per week.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
February 2011 - Present · 15 yrs 8 mos
Independent Financial Group, LLC
February 2011 - Present · 15 yrs 8 mos
Previous Registrations
Qa3 Financial LLC
August 2006 - February 2011 · 4 yrs 6 mos
Qa3 Financial CORP.Broker
August 2006 - February 2011 · 4 yrs 6 mos
First Financial Equity CorporationBroker
September 2004 - August 2006 · 1 yr 11 mos
First Financial Equity Corporation
September 2004 - August 2006 · 1 yr 11 mos
Sii Investments, INC.
October 2003 - September 2004 · 11 mos
Sii Investments, INC.Broker
October 2003 - September 2004 · 11 mos
Securian Financial Services, INC.Broker
September 2001 - October 2003 · 2 yrs 1 mo
State Registrations4 states
AZNMORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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