Michael Horton is a registered investment advisor, based in Kaneohe, HI, with 24 years of industry experience.
Location
46-047 Kamehameha Hwy. #7, Kaneohe, HI, 96744
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
March 2024 - Present · 2 yrs 2 mos
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
February 2021 - March 2024 · 3 yrs 1 mo
Cuso Financial Services, L.P.
February 2021 - March 2024 · 3 yrs 1 mo
Cetera Investment Advisers LLC
December 2020 - February 2021 · 2 mos
Cetera Investment Services LLCBroker
December 2020 - February 2021 · 2 mos
Raymond James Financial Services Advisors, INC
May 2017 - August 2020 · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
May 2017 - August 2020 · 3 yrs 3 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
July 2006 - May 2017 · 10 yrs 10 mos
Bancwest Investment Services, INC.Broker
August 2002 - May 2017 · 14 yrs 9 mos
Emmett a Larkin Company, INC.Broker
October 2001 - August 2002 · 10 mos
Midwest Discount Brokers INC.Broker
August 2001 - October 2001 · 2 mos
State Registrations3 states
AZCAHI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.