NF
CFP
NF
CFP

Neal Faught

24 Years of Experience
Brentwood, TN
BrokerSells Insurance

Neal Faught is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Brentwood, TN, with 24 years of industry experience. Neal is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10 Cadillac Dr, Suite 300, Brentwood, TN, 37027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Neal is part owner of AAFS LLC, an LLC to pool funds for practice expenses. He also sells life, disability, long-term care, and fixed annuities, and is president of NAF FS LLC, which receives advisory fees, taking about half of his time.

Employment History
Current Registrations
MML Investors Services, LLCBroker
October 2007 - Present · 19 yrs
MML Investors Services, LLC
October 2007 - Present · 19 yrs
MML Investors Services, LLC
October 2007 - Present · 19 yrs
Previous Registrations
Lincoln Financial Advisors Corporation
March 2004 - October 2007 · 3 yrs 7 mos
Lincoln Financial Advisors CorporationBroker
August 2001 - October 2007 · 6 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
August 2001 - June 2006 · 4 yrs 10 mos
State Registrations30 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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