Tammy Hafner
Tammy Hafner is a registered investment advisor at Cetera Investment Advisers LLC, based in Prospect, KY, with 14 years of industry experience. Tammy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Prospect, KY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tammy works as a client relationship manager for Freeman Heyne Toma and as a financial professional for FHT Advisors, dedicating about 10-20% of her time and full-time hours respectively. She also volunteers as a cheer mom and is a board member for Kids Chance of Indiana, while selling fixed insurance products including life, disability, and long-term care, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Fidelity Brokerage Services LLCBroker
State Registrations10 states
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