Christopher Clegg is a registered investment advisor, based in Naperville, IL, with 24 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2020 Calamos Court, Naperville, IL, 60563
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Calamos Financial Services LLCBroker
December 2024 - Present · 1 yr 10 mos
Calamos Advisors LLC
December 2024 - Present · 1 yr 10 mos
Previous Registrations
Guggenheim Investments
March 2014 - December 2024 · 10 yrs 9 mos
Guggenheim Distributors, LLCBroker
October 2012 - March 2014 · 1 yr 5 mos
Claymore Advisors, LLC
March 2004 - November 2008 · 4 yrs 8 mos
Claymore Securities, INC.
June 2003 - May 2004 · 11 mos
Guggenheim Funds Distributors, LLCBroker
March 2002 - December 2024 · 22 yrs 9 mos
MML Investors Services, INC.Broker
August 2001 - January 2002 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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