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Susan Kim

14 Years of Experience
Stamford, CT
Broker

Susan Kim is a registered investment advisor, based in Stamford, CT, with 14 years of industry experience.

Location

2200 Atlantic Street, Suite 200, Stamford, CT, 06902

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Susan is the CEO of Susan Kim Global Real Estate Advisory since 2018, dedicating a few hours per week. She also works as an analyst for New Edge Wealth, LLC, providing financial services to high net worth individuals, taking about half of her time.

Employment History
Current Registrations
Newedge Securities, LLCBroker
November 2021 - Present · 4 yrs 6 mos
New Edge Wealth
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Lido Advisors
October 2020 - May 2021 · 7 mos
Decker & CO, LLCBroker
November 2013 - January 2016 · 2 yrs 2 mos
UBS Securities LLCBroker
October 2001 - May 2008 · 6 yrs 7 mos
State Registrations12 states
AZCACOCTILNJNVNYPATXUTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Susan Kim - Financial Advisor | TrueAdvisor