Stephen Bowman is a CFP, ChFC-designated registered investment advisor, based in Rice Lake, WI, with 24 years of industry experience.
Location
515 N Main St, Rice Lake, WI, 54868
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen operates his LPL business through Wealth Management Group, LLC. He also sells non-variable insurance, dedicating about 10-20% of his time to this activity, and is involved in other ventures including a tax/investment business entity, a wood-fired cooking business, and serving as a Rice Lake City Council member.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Wealth Management Group, LLC
Wealth Management Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
B&e Investment Advisers, INC.
Valmark Securities, INC.Broker
Walnut Street Securities, INC.Broker
State Registrations7 states
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