Stephen Bowman
Stephen Bowman is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Rice Lake, WI, with 25 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
515 N Main St, Rice Lake, WI, 54868
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen operates his LPL business through Wealth Management Group, LLC. He also sells non-variable insurance, dedicating about 10-20% of his time to this activity, and is involved in other ventures including a tax/investment business entity, a wood-fired cooking business, and serving as a Rice Lake City Council member.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Wealth Management Group, LLC
Wealth Management Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
B&e Investment Advisers, INC.
Valmark Securities, INC.Broker
Walnut Street Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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