Sherwood Yuen
Sherwood Yuen is a registered investment advisor at Vanguard Personalized Indexing Management, based in Oakland, CA, with 7 years of industry experience. Sherwood operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 205 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $15.0M | 0.27% |
| $15.0M - $25.0M | 0.22% |
| $25.0M - $50.0M | 0.17% |
| $50.0M - $100.0M | 0.12% |
| $100M+ | 0.12% |
Direct client fee schedule shown. Sub-advisory rates range from 0.13% to 0.20%. Additional index licensing fees of 0.010% to 0.0275% may apply.
Fee Estimator
Location
1611 Telegraph Ave., Suite 1100, Oakland, CA, 94612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Personalized Indexing Management
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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