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Harold Jones

Pks Advisory Services, LLC
24 Years of Experience
Pompano Beach, FL
2 DisclosuresBroker
View SEC Summary
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Harold Jones is a registered investment advisor at Pks Advisory Services, LLC, based in Pompano Beach, FL, with 24 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

555 South Pompano Parkway, Suite #6, Pompano Beach, FL, 33069

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2015
Regulatory
September 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Harold is a CPA and owner of an accounting practice, spending about half of his time preparing income taxes and providing accounting services. He is also an IAR with PKS Advisory, dedicating nearly full-time hours during trading.

Employment History
Current Registrations
Pks Advisory Services, LLC
October 2012 - Present · 14 yrs
Purshe Kaplan Sterling InvestmentsBroker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
April 2009 - August 2012 · 3 yrs 4 mos
Cambridge Investment Research, INC.Broker
February 2009 - August 2012 · 3 yrs 6 mos
Ameriprise Advisor Services, INC.
September 2006 - February 2009 · 2 yrs 5 mos
Ameriprise Advisor Services, INC.Broker
September 2006 - February 2009 · 2 yrs 5 mos
Raymond James & Associates, INC.
October 2001 - September 2006 · 4 yrs 11 mos
Raymond James & Associates, INC.Broker
October 2001 - September 2006 · 4 yrs 11 mos
State Registrations6 states
ARFLGANCNJTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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