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Raleigh Ryser

24 Years of Experience
London, KY
1 DisclosureBrokerSells Insurance

Raleigh Ryser is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in London, KY, with 24 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

210 N Broad St., London, KY, 40741

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015
Settled
Other Business ActivitiesSells Insurance

Raleigh is an advisory representative of a Registered Investment Advisor (RIA). He is also an independent insurance agent for various independent insurance companies, a board member of a public library and a non-public entity, and a flooring bookkeeper.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
August 2020 - Present · 5 yrs 9 mos
Cambridge Investment Research Advisors, INC.
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Ssn Advisory, INC.
February 2008 - August 2020 · 12 yrs 6 mos
Securities Service Network, LLCBroker
February 2008 - August 2020 · 12 yrs 6 mos
Natcity Investments, INC.
January 2007 - February 2008 · 1 yr 1 mo
Natcity Investments, INC.Broker
September 2005 - February 2008 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.
October 2003 - September 2005 · 1 yr 11 mos
A. G. Edwards & Sons, INC.Broker
October 2001 - September 2005 · 3 yrs 11 mos
State Registrations4 states
KYOHSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Raleigh Ryser - Financial Advisor | TrueAdvisor