Ruben Frezzotti
Ruben Frezzotti is a registered investment advisor at International Assets Investment Management, LLC, based in Miami, FL, with 23 years of industry experience. Ruben operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
7855 SW 104th Street, Suite 210, Miami, FL, 33156
Get directionsHistory
Regulatory History (8)
Employment Separation After Allegations
September 2023Customer Dispute
July 2021Customer Dispute
November 2017Customer Dispute
June 2012Customer Dispute
August 2011Customer Dispute
February 2011Customer Dispute
April 2010Customer Dispute
May 2008Other Business Activities
Ruben is the president of Frezzotti Financial Services Corp., a private label entity for his financial business, since October 2023. He dedicates nearly full-time hours to this role.
Employment History
Current Registrations
International Assets Investment Management, LLC
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Pfic Securities CorporationBroker
Salomon Smith Barney INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.