Kerry Schmitz
Kerry Schmitz is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Buffalo, MN, with 23 years of industry experience. Kerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5M+ | 2.00% |
Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.
Fee Estimator
Location
103 Marty Drive, Suite 101, Buffalo, MN, 55313
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kerry works as an independent contractor and investment advisor representative for Dougherty & Associates Financial Advisors, Inc., a registered investment advisor, dedicating nearly full-time hours to this role. Kerry is also a MN insurance agent offering various insurance products, but spends minimal time on this activity.
Employment History
Current Registrations
Independent Financial Group, LLC
Dougherty & Associates Financial Advisors, INC.
Independent Financial Group, LLCBroker
Previous Registrations
Independent Financial Group, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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