Richard Ludwicki is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Mack Center Iv, South 61, Paramus Road, Paramus, NJ, 07652
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2019 - Present · 7 yrs 3 mos
Morgan StanleyBroker
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
E*trade Securities LLCBroker
September 2016 - February 2017 · 5 mos
E*trade Clearing LLCBroker
December 2007 - September 2016 · 8 yrs 9 mos
E*trade Securities LLCBroker
October 2006 - December 2007 · 1 yr 2 mos
TD Ameritrade, INC.Broker
May 2005 - October 2006 · 1 yr 5 mos
Oppenheimer & CO. INC.Broker
October 2003 - April 2005 · 1 yr 6 mos
S.W. Bach & CompanyBroker
June 2003 - August 2003 · 2 mos
Ladenburg, Thalmann & CO., INC.Broker
November 2002 - January 2003 · 2 mos
Ladenburg Capital Management INC.Broker
September 2001 - November 2002 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.