David Thompson
David Thompson is a registered investment advisor at Heritage Asset Management, LLC, based in Belton, MO, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 749 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 2.00% |
| $25K - $50K | 1.75% |
| $50K - $100K | 1.50% |
| $100K+ | 1.25% |
Accounts within the same household may be combined for a reduced fee. Fees are negotiable.
Fee Estimator
Location
7926 E 171st Street, Belton, MO, 64012
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David sells life, health, disability, annuities, and long-term care insurance through Heritage Financial Services LLC, dedicating a few hours per week. He is also the president of Thompson Asset Management, LLC, an S corporation for tax purposes only, requiring minimal time commitment.
Employment History
Current Registrations
Heritage Asset Management, LLC
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
New England Securities Corporation
New England SecuritiesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.