Philip Griggs
Philip Griggs is a registered investment advisor at LPL Financial LLC, based in Farmers Branch, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Farmers Branch, TX
Get directionsHistory
Regulatory History (2)
Judgment / Lien
September 2025Judgment / Lien
March 2020Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward JonesBroker
Hornor, Townsend & Kent, INC.Broker
Woodbury Financial Services, INC.Broker
Fox & Company Investments INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.