LC
LC

Luciano Cruz

21 Years of Experience
New City, NY
Broker

Luciano Cruz is a registered investment advisor at Wells Fargo Advisors, based in New City, NY, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

17 Squadron Boulevard, Suite 400, New City, NY, 10956

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2022 - Present · 4 yrs 1 mo
Wells Fargo Advisors
June 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2011 - June 2022 · 11 yrs 1 mo
Wells Fargo Clearing Services, LLC
May 2011 - June 2022 · 11 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley & CO. Incorporated
August 2008 - June 2009 · 10 mos
Morgan Stanley & CO. IncorporatedBroker
July 2007 - June 2009 · 1 yr 11 mos
Tower Square Securities, INC.Broker
September 2005 - March 2007 · 1 yr 6 mos
Metlife Securities INC.Broker
March 2005 - March 2007 · 2 yrs
Metropolitan Life Insurance CompanyBroker
March 2005 - March 2007 · 2 yrs
New England SecuritiesBroker
March 2005 - March 2007 · 2 yrs
Walnut Street Securities, INC.Broker
March 2005 - March 2007 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2004 - August 2004 · 5 mos
State Registrations27 states
AZCACOCTDEFLGAHIIAKYMAMDMEMONCNHNJNMNVNYOHPASCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Luciano Cruz - Financial Advisor | TrueAdvisor