SF
SF

Scott Frayler

25 Years of Experience
West Brentwood, NY
1 DisclosureBrokerSells Insurance

Scott Frayler is a registered investment advisor at LPL Financial LLC, based in West Brentwood, NY, with 25 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

500 Express Drive So, Ste. 1, 1st Floor, West Brentwood, NY, 11717

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018
Settled
Other Business ActivitiesSells Insurance

Scott operates Blue Line Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He is also an insurance agent selling non-variable insurance products, spending a few hours per week on this activity, and coaches for Nassau Pride Hoops of LI Inc and St. Anthony's School.

Employment History
Current Registrations
LPL Financial LLC
August 2019 - Present · 7 yrs 2 mos
LPL Financial LLCBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Planmember Securities Corporation
April 2017 - August 2019 · 2 yrs 4 mos
Planmember Securities CorporationBroker
August 2010 - August 2019 · 9 yrs
Prime Capital Services, INC.Broker
October 2001 - August 2010 · 8 yrs 10 mos
State Registrations22 states
ALAZCACOCTDEFLGAHIMAMDMONCNJNVNYPARISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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