SF
SF

Scott Frayler

24 Years of Experience
West Brentwood, NY
1 DisclosureBrokerSells Insurance

Scott Frayler is a registered investment advisor at LPL Financial LLC, based in West Brentwood, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

500 Express Drive So, Ste. 1, 1st Floor, West Brentwood, NY, 11717

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018
Settled
Other Business ActivitiesSells Insurance

Scott operates Blue Line Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He is also an insurance agent selling non-variable insurance products, spending a few hours per week on this activity, and coaches for Nassau Pride Hoops of LI Inc and St. Anthony's School.

Employment History
Current Registrations
LPL Financial LLC
August 2019 - Present · 6 yrs 9 mos
LPL Financial LLCBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Planmember Securities Corporation
April 2017 - August 2019 · 2 yrs 4 mos
Planmember Securities CorporationBroker
August 2010 - August 2019 · 9 yrs
Prime Capital Services, INC.Broker
October 2001 - August 2010 · 8 yrs 10 mos
State Registrations20 states
ALCACOCTFLGAHIMAMDMONCNJNVNYPARISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.