Galen Unruh is a registered investment advisor, based in Topeka, KS, with 22 years of industry experience.
Location
5950 SW 28th Street, Topeka, KS, 66614
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Galen is a member of Investment Planners of KS, LLC, dedicating full-time hours to this role. He also owns two rental properties, one in Denver, CO and another in Topeka, KS.
Employment History
Current Registrations
Investment Planners, INC.Broker
January 2007 - Present · 19 yrs 6 mos
Ipi Wealth Management, INC.
May 2006 - Present · 20 yrs 2 mos
Previous Registrations
Investment Planners, INC.Broker
March 2006 - April 2006 · 1 mo
Barkley, Rewerts & Unruh Financial Services LLC
July 2005 - September 2006 · 1 yr 2 mos
The O.N. Equity Sales CompanyBroker
November 2003 - April 2006 · 2 yrs 5 mos
State Registrations9 states
AZCOKSMDMONJOKVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.