Amber Wallis is a registered investment advisor at LPL Financial LLC, based in Dodge City, KS, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2206 Summerlon Circle, Dodge City, KS, 67801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amber is a notary public since 2014 and is involved with William Hayden Wealth Management, LLC for tax/investment purposes, dedicating minimal time. She also provides investment advisory services through Diversified Portfolio Mgmt, LLC, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Heritage Financial Solutions, LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Kc Investment Advisors, LLC
Securities America, INC.Broker
Cap Pro Brokerage Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.