Mark Jones is a CFP-designated registered investment advisor at Rise Advisors, LLC, based in Rochester, NY, with 23 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 426 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.50% |
| $3.0M - $5.0M | 0.40% |
| $5.0M - $10.0M | 0.25% |
| $10M+ | 0.25% |
Fees negotiable for accounts over $10,000,001.
Fee Estimator
Location
400 Linden Oaks, Suite 120, Rochester, NY, 14625
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an independent insurance agent selling life insurance, long-term care, and fixed annuities, dedicating about 10-20% of his time to this. He also serves on the board of directors for the Cornell Club of Rochester, is an adjunct professor at St. John Fisher College, is an IAR for Rise Advisors, LLC, and is a board member for the Tree of Hope Foundation.
Employment History
Current Registrations
Rise Advisors, LLC
Previous Registrations
Northlanding Financial Partners, LLC
Northlanding Financial Partners, LLC
Mutual Securities, INC.Broker
Wall Street Financial Group, INC
Wall Street Financial Group, INC
Wall Street Financial Group, INC.Broker
New England SecuritiesBroker
Cambridge Investment Research, INC.Broker
Kbd Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.