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ChFC
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ChFC

Henry Terrell

Park Avenue Securities LLC
53 Years of Experience
Santa Barbara, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Henry Terrell is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Santa Barbara, CA, with 53 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1215 De La Vina, Suite C, Santa Barbara, CA, 93101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Henry is involved in insurance sales, including long-term care, group, individual, and disability insurance, since 1977. He spends about 10-20% of his time on this activity, with minimal time dedicated to the business aspect.

Employment History
Current Registrations
Park Avenue Securities LLC
March 2001 - Present · 25 yrs 7 mos
Park Avenue Securities LLC
May 1999 - Present · 27 yrs 5 mos
Park Avenue Securities LLCBroker
May 1999 - Present · 27 yrs 5 mos
Previous Registrations
Guardian Investor Services CorporationBroker
December 1993 - May 1999 · 5 yrs 5 mos
Kirkpatrick, Pettis, Smith, Polian INC.Broker
April 1984 - November 1993 · 9 yrs 7 mos
Mutual of Omaha Fund Management CompanyBroker
August 1973 - November 1993 · 20 yrs 3 mos
State Registrations25 states
AZCACOFLGAHIIDINMAMEMIMOMSNJNMNVNYOHORPASCTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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