James Chandler is a registered investment advisor at LPL Enterprise, LLC, based in San Jose, CA, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
1731 Technology Dr, Suite 600, San Jose, CA, 95110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
PFS Investments INC.Broker
Primerica Advisors
Primerica Advisors
PFS Investments INC.Broker
Foresters Equity Services, INC.
Foresters Equity Services, INC.Broker
Lincoln InvestmentBroker
Lincoln Investment Planning, INC
Lighthouse Capital CorporationBroker
Questar Capital CorporationBroker
Aig Retirement Advisors, INC.Broker
Aig Retirement Advisors, INC.
Allstate Financial Services, LLCBroker
Pension Planners Securities, INC.
Pension Planners Securities, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
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