Steven Judd is a registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9757 Greenwood Av, North, Seattle, WA, 98103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven is a business owner of TrainingConnections LLC, dedicating about a quarter of his time. He also works full-time at Finney Neill & Company PS doing tax preparation, accounting, and CPA work, and co-owns residential rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Invest Financial Corporation
Invest Financial CorporationBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
C.J.M. Asset Management, LLC
C. J. M. Planning CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.