Brian Schlotter is a registered investment advisor at LPL Financial LLC, based in Aurora, OH, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
385 Ravine Dr, Aurora, OH, 44202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian operates his LPL business under the DBA RS Financial Services, LLC since 2019. He also has a business entity, R&S Holding, Inc., for tax/investment purposes, requiring minimal time. Brian is also a CPA with Walter & Associates, spending nearly full-time hours on tax preparation and accounting.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
AXA Advisors, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.