Ross Pauley is a CFP-designated registered investment advisor at Capital Achievements, LLC, based in Dallas, TX, with 25 years of industry experience. Ross operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 41 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Achievements offers three investment management services with fees based on the amount of money invested. Fees are charged quarterly.
Capital Management Service (CMS):
- Up to $5,000,000: 1.25% per year
- $5,000,000 through $15,000,000: 1.00% per year
- $15,000,000 through $25,000,000: 0.75% per year
- Over $25,000,000: 0.50% per year
Capital Growth Service (CGS):
- Up to $5,000,000: 1.00% per year
- $5,000,000 through $15,000,000: 0.80% per year
- $15,000,000 through $25,000,000: 0.60% per year
- Over $25,000,000: 0.40% per year
Capital Investments Service (CIS):
- Up to $5,000,000: 0.75% per year
- $5,000,000 through $15,000,000: 0.50% per year
- $15,000,000 through $25,000,000: 0.25% per year
- Over $25,000,000: 0.10% per year
Fees are negotiable.
Location
Dallas, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Capital Achievements, LLC
Previous Registrations
Pauley Financial
State Registrations1 state
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