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Franklin Newby

18 Years of Experience
Bethesda, MD
Broker

Franklin Newby is a registered investment advisor at Morgan Stanley, based in Bethesda, MD, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7500 Old Georgetown Road 10th Floor, Bethesda, MD, 20814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Franklin serves as a trustee or co-trustee for a trust since 2022. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Morgan Stanley
March 2011 - Present · 15 yrs 4 mos
Morgan StanleyBroker
February 2011 - Present · 15 yrs 5 mos
Previous Registrations
Newby & CompanyBroker
September 2001 - April 2005 · 3 yrs 7 mos
State Registrations18 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.