Chi Yu is a registered investment advisor at Morgan Stanley, based in Kensington, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Kensington, CA
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Regulatory History (4)
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Employment Separation After Allegations
October 2015Customer Dispute
June 2008Settled
Customer Dispute
May 2008Settled
Customer Dispute
May 2008Settled
Employment History
Current Registrations
Morgan Stanley
October 2015 - Present · 10 yrs 9 mos
Morgan Stanley
October 2015 - Present · 10 yrs 9 mos
Morgan StanleyBroker
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
January 2003 - November 2015 · 12 yrs 10 mos
Credit Suisse Securities (USA) LLCBroker
January 2003 - November 2015 · 12 yrs 10 mos
Donaldson Lufkin & Jenrette Securities Corporation
August 2002 - January 2003 · 5 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 2001 - January 2003 · 1 yr 3 mos
State Registrations26 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.