Shawn Smith
Shawn Smith is a registered investment advisor at Ameriprise Financial Services, LLC, based in Blue Bell, PA, with 21 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
790 Penllyn Blue Bell Pike, Ste 300, Blue Bell, PA, 19422
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Regulatory History (1)
Customer Dispute
September 2004Other Business ActivitiesSells Insurance
Shawn is an independent insurance broker for several health insurance companies. He also has business ownership and consulting activities, serves as a board member for Smith, and is involved with SCS Advisor Consulting, MCA Consulting, and Double K, LLC, dedicating minimal time to each of these roles.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Park Avenue Securities LLCBroker
Park Avenue Securities LLC
Guardian Investor Services LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Lincoln Financial Distributors, INC.
Lincoln Financial Distributors, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.