Adam Gallegos is a registered investment advisor, based in Lafayette, CA, with 24 years of industry experience.
Location
3466 Mt. Diablo Blvd., Suite C-201, Lafayette, CA, 94549
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Adam is the owner, president, CEO, and registered investment advisor of FIG Wealth LLC, an SEC registered investment advisory firm, dedicating full-time hours to this business. He is also the sole member of AGHK, LLC, through which his registered representative broker-dealer commission revenue is passed, and the treasurer of the Lafayette Lacrosse Club, spending minimal time on this volunteer position.
Employment History
Current Registrations
Chauner Securities, INC.Broker
Chauner Securities, INC.
The Foundation Investment Group
Previous Registrations
Global Assets Advisory, LLC
International Assets Advisory, LLCBroker
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Carey Financial, LLCBroker
Altegris Investments, LLCBroker
Quasar Distributors, LLCBroker
Bisys Fund Services Limited PartnershipBroker
Linsco/private Ledger CORP.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.