KB
CFP
KB
CFP
Kevin Babcock
24 Years of Experience
Merrillville, IN
1 DisclosureBroker
Kevin Babcock is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Merrillville, IN, with 24 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
600 E 84th Avenue, Merrillville, IN, 46410
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2015Denied
Other Business Activities
Kevin is a 50% owner in a real estate LLC involved in buying, rehabbing, selling, and/or leasing properties. He also serves as a board member for Youche Country Club, dedicating minimal time each week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
October 2004 - Present · 21 yrs 7 mos
Cetera Investment Services LLC
October 2004 - Present · 21 yrs 7 mos
Previous Registrations
Cetera Investment Services LLC
May 2006 - January 2014 · 7 yrs 8 mos
National Planning CorporationBroker
September 2001 - September 2004 · 3 yrs
State Registrations13 states
ALAZCACOFLILINMIMOMSNCORVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.