TrueAdvisor
TrueAdvisor
MG
MG

Maureen Gray

LPL Financial LLC
25 Years of Experience
Bloomington, MN
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Maureen Gray is a registered investment advisor at LPL Financial LLC, based in Bloomington, MN, with 25 years of industry experience. Maureen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9818 Nicollet Ave S, Bloomington, MN, 55420

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1996
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Maureen is involved in several outside business activities, including real estate rental, acting as a DBA for her LPL business, and acting as a power of attorney for family members. She also works with Long Term Care Solutions, Inc. selling non-variable insurance, dedicating minimal time to this.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
June 2002 - July 2021 · 19 yrs 1 mo
Waddell & ReedBroker
September 2001 - July 2021 · 19 yrs 10 mos
State Registrations18 states
AZCACOFLIAMAMDMEMNNCNMOHSCSDTXVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Bloomington, MN →All financial advisors in Minnesota →