EK
EK

Erik Kidd

23 Years of Experience
Carlsbad, CA
Broker

Erik Kidd is a registered investment advisor at Pgim Investments LLC, based in Carlsbad, CA, with 23 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7346 Grebe Drive, Carlsbad, CA, 92011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
December 2016 - Present · 9 yrs 7 mos
Prudential Investment Management Services LLC
December 2016 - Present · 9 yrs 7 mos
Prudential Investment Management Services LLCBroker
December 2016 - Present · 9 yrs 7 mos
Previous Registrations
Neuberger Berman LLC
May 2009 - November 2016 · 7 yrs 6 mos
Neuberger Berman LLCBroker
May 2009 - November 2016 · 7 yrs 6 mos
Neuberger Berman Management LLC
July 2006 - May 2009 · 2 yrs 10 mos
Neuberger Berman Management LLCBroker
July 2006 - May 2009 · 2 yrs 10 mos
Neuberger Berman, LLCBroker
November 2004 - July 2006 · 1 yr 8 mos
Neuberger Berman, LLC
November 2004 - July 2006 · 1 yr 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2003 - December 2004 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2003 - December 2004 · 1 yr
Merrill Lynch Pierce Fenner & Smith INC.
July 2002 - February 2003 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2002 - February 2003 · 7 mos
Morgan Stanley Dw INC.Broker
September 2001 - June 2002 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.