William Derosa is a CFA-designated registered investment advisor at Anthem Asset Management, based in Glastonbury, CT, with 22 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 1 clients with $11M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investors in the fund managed by Anthem Asset Management pay an annual management fee of 1.0% of their capital account value, deducted monthly. In addition, Anthem Asset Management charges a performance-based fee of 20% on profits earned, provided the fund achieves at least a 3% annual return benchmark and surpasses any past losses.
Location
2534 Main Street, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William's firm receives consulting fees for market and mutual fund research from Sladek & Witek, CPAs, a state-registered investment advisor. Consulting activities include providing mutual fund and general market research and maintaining the firm's mutual fund buylist.
Employment History
Current Registrations
Anthem Asset Management
Previous Registrations
Badgley, Phelps and Bell, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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