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CFP

Ky Fiser

Ameriprise Financial Services, LLC
25 Years of Experience
Dallas, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Ky Fiser is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Dallas, TX, with 25 years of industry experience. Ky is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4144 N Central Expy Ste 538, Dallas, TX, 75204

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ky is an independent insurance broker for multiple companies including Banner Life, Principal National Life, Allianz, Met Life and Principal since 2012. Ky also owns FWM Practice LLC, which is not investment-related, dedicating minimal time to it.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLC
August 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Wfg Advisors, LP
July 2012 - August 2017 · 5 yrs 1 mo
Wfg Investments, INC.Broker
July 2012 - August 2017 · 5 yrs 1 mo
Ameriprise Financial Services, INC.
October 2001 - July 2012 · 10 yrs 9 mos
Ameriprise Financial Services, INC.Broker
September 2001 - July 2012 · 10 yrs 10 mos
Ids Life Insurance CompanyBroker
September 2001 - July 2006 · 4 yrs 10 mos
State Registrations31 states
ALARAZCACOCTDEFLGAHIIDILINKSMAMDMIMNMONCNENMNVOHOKORPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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