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Charlie Schwartz

18 Years of Experience
New York, NY
Broker

Charlie Schwartz is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 18 years of industry experience. Charlie operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Charlie provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC.

Employment History
Current Registrations
Neuberger Berman Bd LLC
January 2009 - Present · 17 yrs 6 mos
Neuberger Berman Bd LLCBroker
January 2009 - Present · 17 yrs 6 mos
Neuberger Berman Bd LLC
January 2009 - Present · 17 yrs 6 mos
Previous Registrations
Barclays Capital INC.Broker
September 2008 - November 2008 · 2 mos
Lehman Brothers INC.
September 2007 - October 2008 · 1 yr 1 mo
Lehman Brothers INC.Broker
August 2007 - September 2008 · 1 yr 1 mo
Neuberger Berman, LLCBroker
July 2002 - August 2002 · 1 mo
State Registrations7 states
CTDEFLMANJNYPA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.