AW
AW

Andrew Witherow

22 Years of Experience
Hingham, MA
Broker

Andrew Witherow is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hingham, MA, with 22 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

175 Derby St Ste 16, Hingham, MA, 02043

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a trustee for the Church of the Pilgrimage, dedicating minimal time to both investment-related and non-investment-related activities. He also provides pro bono financial assistance to veterans through the Coordinated Assistance Network (CAN), spending a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2018 - Present · 7 yrs 5 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Atel Securities CorporationBroker
November 2016 - January 2018 · 1 yr 2 mos
Destra Capital Investments LLCBroker
April 2013 - July 2016 · 3 yrs 3 mos
Janus Distributors LLCBroker
September 2004 - April 2013 · 8 yrs 7 mos
Liberty Funds Distributor, INC.Broker
September 2001 - February 2003 · 1 yr 5 mos
State Registrations23 states
ARAZCACOCTDCFLGAINMAMEMINCNHNYORPARISDTXUTVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.