Suzanne Case-Pouliot is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28 State Street 26th Floor, Boston, MA, 02109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2016 - Present · 9 yrs 7 mos
Morgan StanleyBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Commonwealth Financial Network
July 2015 - September 2016 · 1 yr 2 mos
Commonwealth Financial NetworkBroker
June 2015 - September 2016 · 1 yr 3 mos
Morgan Stanley
February 2012 - April 2015 · 3 yrs 2 mos
Morgan StanleyBroker
June 2009 - April 2015 · 5 yrs 10 mos
Citigroup Global Markets INC.Broker
September 2006 - June 2009 · 2 yrs 9 mos
Ogilvie Security Advisors CORP
August 2005 - August 2006 · 1 yr
Ogilvie Security Advisors CorporationBroker
August 2005 - August 2006 · 1 yr
Commonwealth Financial NetworkBroker
July 2003 - May 2005 · 1 yr 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.