Ni Mar is a registered investment advisor at Cetera Investment Advisers LLC, based in Palos Verdes, CA, with 23 years of industry experience. Ni operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
27421 Hawthorne Boulevard, Palos Verdes, CA, 90274
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ni works as a branch manager at East West Bank, where he builds and develops branch staff, leads branch growth and customer retention, achieves personal sales goals, and processes business banking loan requests. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
Sunamerica Securities, INC.Broker
State Registrations2 states
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