JL
JL

Juan Londono

17 Years of Experience
Miami, FL
1 DisclosureBroker

Juan Londono is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Miami, FL, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

701 Brickell Ave, Miami, FL, 33131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2022 - Present · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Credicorp Capital Securities, INC.Broker
August 2013 - November 2016 · 3 yrs 3 mos
Ultralat Capital Markets, INC.Broker
February 2011 - August 2013 · 2 yrs 6 mos
Souza Barros Securities, INCBroker
April 2010 - January 2011 · 9 mos
Intercam Securities, INC.Broker
August 2009 - April 2010 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2005 - January 2009 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2005 - January 2009 · 3 yrs 6 mos
Citicorp Investment ServicesBroker
May 2002 - July 2005 · 3 yrs 2 mos
Sterling Financial Investment Group, INC.Broker
February 2002 - May 2002 · 3 mos
Continental Broker-Dealer CORP.Broker
September 2001 - March 2002 · 6 mos
State Registrations9 states
CADEFLMENCNYSDTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Juan Londono - Financial Advisor | TrueAdvisor