John Burnham is a registered investment advisor, based in White Plains, NY, with 24 years of industry experience.
Location
200 Mamaroneck AVE. Suite 305, White Plains, NY, 10601
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 1999Final Disposition
Other Business Activities
John works full-time for Saranac Advisors Inc., Saranac Wealth, and Fincadia LLC, Fincadia Wealth Management, and Fincadia Capital Partners. He also dedicates about a quarter of his time to Saranac Tax Services LLC and about 10-20% of his time to Fincadia Tax.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
July 2022 - Present · 3 yrs 10 mos
Arete Wealth Advisors, LLC
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
National Asset Management, INC.
February 2012 - July 2022 · 10 yrs 5 mos
National Securities CorporationBroker
January 2004 - July 2022 · 18 yrs 6 mos
Continental Broker-Dealer CORP.Broker
September 2001 - January 2004 · 2 yrs 4 mos
State Registrations31 states
AZCACOCTDEFLGAIAIDILINMAMDMIMNNCNDNJNYOHOKORPARISCSDTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.