Richard Reiser
Richard Reiser is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Kenner, LA, with 20 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5017 Craig Ave, Kenner, LA, 70065
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2025Other Business ActivitiesSells Insurance
Richard provides accounting services and tax preparation, dedicating nearly full-time hours to this activity. He also acts as an agent for Avantax Insurance Agency, selling equity indexed annuities and other insurance products, spending minimal time on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Intersecurities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Thomas Klotz, ChFCEagle Strategies LLC
- Val Vogel, ChFCLPL Financial LLC
- Eric Johns, CFPEquilibrium Financial Planning
- Katina Summers, CFPEdward Jones
- Amy Winchester, CFPWinchester Capital Services, LLC
- Christina Wilson, CFPEdward Jones