Lori Daff-Siggins is a ChFC-designated registered investment advisor at Cwm, LLC, based in Warren, PA, with 24 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CWM, LLC charges an annual fee based on a percentage of the value of your investments. This fee can be up to 2.50% annually. The exact fee is negotiable and depends on factors like the size of your account, the types of assets, and the complexity of your situation. Different investment advisor representatives may charge different fees for the same services. CWM retains a portion of the fee for administrative and support services. Fees are typically deducted from your account quarterly.
Location
70 N State Street, Warren, PA, 16365
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lori is a Legacy Team Committee Member at Peace Presbyterian Church, dedicating minimal time. She also works as an insurance agent selling life, health, disability, annuities, and LTC insurance, spending a few hours per week. Lori is also a trustee for Lions Gate Wealth Management 401K, co-owner of MusicTime Productions, LLC, and owner of SGW Enterprises, LLC, each requiring minimal time.
Employment History
Current Registrations
Cwm, LLC
Previous Registrations
Mid Atlantic Financial Management, INC.
Mid Atlantic Capital CorporationBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Advest, INC.Broker
Advest, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Dw INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.