JN
JN

Jenny Ngo

22 Years of Experience
Pasadena, CA
Broker

Jenny Ngo is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Jenny owns two rental properties in Texas, one since 2019 and another since 2022. She also serves as an officer and treasurer for Arcadia Toastmasters, dedicating minimal time outside of business hours to check signing, fund disbursement, accounting, and bookkeeping.

Employment History
Current Registrations
Morgan StanleyBroker
July 2021 - Present · 5 yrs 2 mos
Morgan Stanley
July 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - July 2021 · 10 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - July 2021 · 10 yrs 6 mos
Wells Fargo Investments, LLCBroker
October 2006 - January 2011 · 4 yrs 3 mos
Wells Fargo Investments, LLC
October 2006 - January 2011 · 4 yrs 3 mos
Wachovia Securities, LLC
April 2005 - October 2006 · 1 yr 6 mos
Wachovia Securities, LLCBroker
July 2003 - October 2006 · 3 yrs 3 mos
Prudential Securities IncorporatedBroker
March 2003 - July 2003 · 4 mos
State Registrations33 states
AZCACODCDEFLGAHIIDINKSMAMDMEMIMOMSNCNENMNVNYOHOKORPASCSDTNTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.