Sheila Littleton
Sheila Littleton is a registered investment advisor at Cetera Investment Advisers LLC, based in Valhalla, NY, with 22 years of industry experience. Sheila operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
115 Stevens Avenue, Suite 100, Valhalla, NY, 10595
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sheila sells health insurance through Oxford & BC/BS and receives renewals on life insurance through William Penn Life Insurance. She is also the owner of Littleton Financial, a financial services and insurance business, taking about a quarter of her time. Finally, Sheila works as an insurance agent selling disability insurance, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
C. J. M. Planning CORP.Broker
Chase Investment Services CORP.Broker
State Registrations7 states
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