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Erin Turner

22 Years of Experience
Tallahassee, FL
2 DisclosuresBroker

Erin Turner is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Tallahassee, FL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1276 Metropolitan Blvd, Tallahassee, FL, 32312

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 2002
Final Disposition
Criminal
August 1999
Final Disposition
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2006 - Present · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2006 - Present · 19 yrs 5 mos
Previous Registrations
Invest Financial Corporation
May 2005 - November 2006 · 1 yr 6 mos
Invest Financial CorporationBroker
May 2005 - November 2006 · 1 yr 6 mos
Morgan Stanley
October 2003 - March 2005 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
August 2003 - March 2005 · 1 yr 7 mos
State Registrations47 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPAPRSCSDTNTXVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Erin Turner - Financial Advisor | TrueAdvisor