Bruce Porter
Bruce Porter is a CFP-designated registered investment advisor at LPL Financial LLC, based in Santa Ynez, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1050 Edison St Suite A, Santa Ynez, CA, 93460
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce operates his LPL business through SYV Wealth Advisors, LLC, dedicating all of his time to it. He also sells life, fixed annuities, indexed annuities, and LTC insurance, spending minimal time on this activity, and serves as an elected board member for the Santa Barbara County Board of Education, spending minimal time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Cooper Mcmanus
Securities America, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations26 states
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