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CFP
MP
CFP

Maureen Pilato

J.P. Morgan Securities LLC
21 Years of Experience
Rochester, NY
Broker
View SEC Summary
View SEC Summary

Maureen Pilato is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Rochester, NY, with 21 years of industry experience. Maureen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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View Full SEC Brochure

Location

1 S Clinton Ave, Floor 05, Rochester, NY, 14604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Maureen is a board member and treasurer for the YWCA of Rochester and Monroe County, a non-profit organization providing services to women and children. She dedicates a few hours per week to this role, which includes serving on the investment committee and signing off on financial documents.

Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
September 2023 - Present · 3 yrs 1 mo
J.P. Morgan Securities LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
High Probability Advisors, LLC
August 2021 - November 2023 · 2 yrs 3 mos
High Falls Advisors, INC.
November 2014 - September 2018 · 3 yrs 10 mos
Leigh Baldwin & CO., LLCBroker
May 2014 - December 2017 · 3 yrs 7 mos
LPL Financial LLC
October 2013 - May 2014 · 7 mos
LPL Financial LLCBroker
September 2013 - May 2014 · 8 mos
Ensemble Financial Services, INC.Broker
April 2006 - October 2013 · 7 yrs 6 mos
Chase Investment Services CORP.
February 2003 - April 2006 · 3 yrs 2 mos
Chase Investment Services CORP.Broker
February 2003 - April 2006 · 3 yrs 2 mos
American Express Financial Advisors INC.Broker
October 2001 - August 2002 · 10 mos
Ids Life Insurance CompanyBroker
October 2001 - August 2002 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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