Siddharth Dhawan
Siddharth Dhawan is a registered investment advisor at A.G.P / Alliance Global Partners, based in Aventura, FL, with 24 years of industry experience. Siddharth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
19505 Biscayne Blvd, Suite 2350, Aventura, FL, 33180
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2007Customer Dispute
June 2004Other Business ActivitiesSells Insurance
Siddharth is the President/CEO of ICAP International LLC, an entity set up for tax purposes and managing branch expenses, dedicating minimal time. He also works as an independent insurance broker for American General and Voya Insurance and Annuity Company, and as an insurance representative for Simplicity Financial Distributors, dedicating a few hours per week.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Jhs Capital Advisors, LLCBroker
Aura Financial Services, INC.Broker
Continental Broker-Dealer CORP.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.