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Siddharth Dhawan

A.G.P / Alliance Global Partners
25 Years of Experience
Aventura, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Siddharth Dhawan is a registered investment advisor at A.G.P / Alliance Global Partners, based in Aventura, FL, with 25 years of industry experience. Siddharth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

19505 Biscayne Blvd, Suite 2350, Aventura, FL, 33180

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2007
Settled
Customer Dispute
June 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Siddharth is the President/CEO of ICAP International LLC, an entity set up for tax purposes and managing branch expenses, dedicating minimal time. He also works as an independent insurance broker for American General and Voya Insurance and Annuity Company, and as an insurance representative for Simplicity Financial Distributors, dedicating a few hours per week.

Employment History
Current Registrations
A.G.P / Alliance Global Partners
November 2022 - Present · 3 yrs 11 mos
A.G.P. / Alliance Global PartnersBroker
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, LLC
September 2015 - December 2022 · 7 yrs 3 mos
Ameriprise Financial Services, LLCBroker
August 2015 - December 2022 · 7 yrs 4 mos
Jhs Capital Advisors, LLCBroker
July 2009 - August 2015 · 6 yrs 1 mo
Aura Financial Services, INC.Broker
January 2003 - July 2009 · 6 yrs 6 mos
Continental Broker-Dealer CORP.Broker
September 2001 - February 2003 · 1 yr 5 mos
State Registrations35 states
ALAZCACOCTDEFLGAIAILINKYMAMDMIMNMOMSNCNJNVNYOHOKORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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