Brandi Ruffalo
Brandi Ruffalo is a registered investment advisor at Independent Financial Group, LLC, based in Schaumburg, IL, with 24 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
1375 E Woodfield Road, Suite 230/240, Schaumburg, IL, 60173
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brandi is an insurance agent at DTS Insurance Services and a registered representative at DBA DTS Financial Advisors, LLC, spending about half her time on the latter. She also owns The Business Development Company, Valuation & Forensic Partners, LLC, and AMBUS Appraisers, LLC, dedicating about half her time to Valuation & Forensic Partners, LLC and minimal time to the others.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
LPL Financial Corporation
LPL Financial CorporationBroker
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Royal Alliance Associates, INC.Broker
Nsa Securities Corporation
Nsa Securities CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.