Joe Abbott
Joe Abbott is a registered investment advisor at LPL Financial LLC, based in West Bastrop, TX, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
489 Highway 71, West Bastrop, TX, 78602
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Regulatory History (1)
Customer Dispute
September 2019Other Business ActivitiesSells Insurance
Joe operates his LPL business through First National Advisors and has a financial institution duty at First National Bank, spending nearly full-time hours there. He is also a financial advisor for Highland Capital Brokerage and FNB Insurance Solutions, Inc., selling non-variable insurance products, dedicating minimal time to Highland Capital Brokerage and a few hours per week to FNB Insurance Solutions.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Bbva Wealth Solutions INC.
Bbva Securities INC.Broker
U.S. Bancorp Investments, INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.