Joe Abbott
Joe Abbott is a registered investment advisor at LPL Financial LLC, based in West Bastrop, TX, with 14 years of industry experience. Joe is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
489 Highway 71, West Bastrop, TX, 78602
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2019Other Business ActivitiesSells Insurance
Joe operates his LPL business through First National Advisors and has a financial institution duty at First National Bank, spending nearly full-time hours there. He is also a financial advisor for Highland Capital Brokerage and FNB Insurance Solutions, Inc., selling non-variable insurance products, dedicating minimal time to Highland Capital Brokerage and a few hours per week to FNB Insurance Solutions.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Bbva Wealth Solutions INC.
Bbva Securities INC.Broker
U.S. Bancorp Investments, INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.